FCA rules and governance
Whilst it goes without saying that strong corporate governance leads to long term success for all businesses, for those who are regulated, it is an FCA requirement and, therefore, mandatory.
Cummings Pepperdine works with you to support and guide you through the process of setting up systems and then work with you as part of a team to run and develop all that you need. We have a depth of expertise in understanding and implementing FCA rules into everyday corporate life. We are experts in the FCA’s demands, particularly the SM&CR and SYSC rules. Our aim is to work with you to embed good practices to enable your business to adhere to regulations, remain compliant and simultaneously drive forward commercial success.