FCA REGULATION AND COMPLIANCE
Regulation is continually evolving. We help our clients stay abreast of the developments.
Using our knowledge and experience, we provide a transparent service that cuts through confusion. We can update you on changes to legislation and explain how it will impact to ensure that your business fully complies – and with minimal disruption to you. We have particular expertise in the rules, regulations and legislation which impacts fund managers including:
- AIFMD
- Financial Promotions
- MiFID II
- Collective investment schemes
- Post-Brexit marketing
- Marketing rules
- AML5
- FSMA
- FCA Handbook